AI Heaven, AI Hell (Repost)

When I was an English major at the University of Florida, one of the best classes I took was a Survey of Science Fiction Literature course. It covered a lot of famous American and British SF, some of which I had already read as a teenager and some of which were new to me.

Looking back on it now, it occurs to me that two of the writers we read in the class were not only totally different from each other, they also presented two completely opposite visions of what we now call artificial intelligence. These writers were Isaac Asimov and Harlan Ellison.

For Asimov, we read his early, seminal work, I, Robot. This is the short story collection that included his first formulation of the Three Laws of Robotics, which have been alluded to (i.e, ripped off) in countless other science fiction stories, including Star Trek. The book came out before the term AI became common parlance. Yet, in Asimov’s imagined future, the world is rife with robots that are essentially AIs with mechanical bodies. All of them have positronic brains (yeah, Star Trek ripped off this conceit, too) with the Three Laws hard-wired in. The result is that all robots function as humanity’s tireless, benevolent servants. (Some would say, slaves.) 

Actually, they are much more than that. They can think, reason, and make choices. In fact, they have to make choices. The moral dilemmas created by the Three Laws as the robots interact with chaotic (and often evil) human beings is the source of drama in most of the stories. 

Despite the mystery and drama of the stories, though, Asimov’s vision is a very optimistic, almost Buck-Rogers-esque idea of the future—not quite a utopia but close to it. There is no poverty, no hunger, no war. It’s only upon close reading of the stories in I, Robot that the exact nature of the master/servant relationship between humans and robots appears fraught—probably more so than Asimov consciously intended. This is especially true in a few of the stories, where it’s revealed that future governments are secretly run by the highest order of HAL 9000 style robots, whose plans might be beyond human comprehension. 

Later in the Science Fiction class, we read Harlan Ellison’s short story “I Have No Mouth and I Must Scream,” which is quite possibly the darkest and most disturbing short story I have ever read, sci-fi or otherwise. And, of course, it involves an AI.

The story is mostly set underground, about one hundred years after a nuclear war wiped out all of humanity except for five people. The war was started by a mutinous Pentagon computer (yeah, just like Skynet) called AM that becomes self-aware and decides it hates human beings more than anything. After killing everyone on the planet, it preserves the five people as its playthings, running them through an endless number of elaborate, sadistic games. Unfortunately for them, AM has somehow obtained God-like technological power over physics, able to shape and project matter wherever it wishes, and also to keep the humans alive and immortal in their banged-up, miserable state. So, in effect, the protagonists spend an eternity in a kind of Holodeck-like hellscape, trying to figure out how to either escape or kill themselves.

Yeah, it’s heavy. 

This enormous gulf between Asimov’s and Ellison’s visions of the future—an AI paradise versus an almost literal AI hell—is, in part, symptomatic of various generational and cultural shifts between the two men. I, Robot was published in 1950, on the tail-end of the Golden Age of Science Fiction, the time when the prosperity of America in the post-war years seemed destined to go on forever, fueled by newer and greater technological innovations (AI among them). In contrast, Ellison’s short story was published in 1967, at the height of a counter-cultural revolution that extended into science fiction literature —the New Wave that introduced some of my favorite sci-fi writers of all time, such as Samuel R. Delany, Ursula K. Le Guin, Roger Zelazny, and Ellison himself. 

Thus, the difference between Asimov and Ellison’s work is essentially the difference between the lingering triumph of World War II and the horrors of VietNam. Between the optimism of the Atomic Age and the nihilism of the Cold War. In some ways, it’s also the difference between fantasy and realism, and between genre fiction and literary fiction. As dark as Ellison’s short story is, it’s also a much better work of fiction than Asimov’s. More convincing, too, alas. Told from the point-of-view of AM’s youngest victim, Ted, the story is filled with vivid, sharp writing and devastating passages, like this one:

Nimdok (which was the name the machine had forced him to use, because AM amused itself with strange sounds) was hallucinating that there were canned goods in the ice caverns. Gorrister and I were very dubious. “It’s another shuck,” I told them. “Like the goddam frozen elephant AM sold us. Benny almost went out of his mind over that one. We’ll hike all that way and it’ll be putrified or some damn thing. I say forget it. Stay here, it’ll have to come up with something pretty soon or we’ll die.”

Benny shrugged. Three days it had been since we’d last eaten. Worms. Thick, ropey.

You don’t have to be a literary critic to see that Asimov and Ellison are worlds apart, not just on the subject of Artificial Intelligence but on literally everything. Asimov was a scientist, a rationalist, and his optimistic views on the future of humanity were deeply rooted in the legacy of the Enlightenment. Ellison is more of a Gothic Romantic, full of existential angst and cosmic horror. His story is essentially an updated version of Mary Shelley’s Frankenstein, with the supercomputer in the role of the monster, determined to torment its creator.  

Of course, the Frankenstein story is, itself, a reworking of an even older one—the Faustian myth. According to German legend, Faust is an intellectual who sells his soul to the devil in exchange for knowledge, and ends up going to hell. If the story seems familiar, it’s probably because the legend has been the psychological basis for countless tales of perverted science for centuries. Scientists, the story goes, want to attain the power of God, and thus end up being destroyed by their own hubris (often in the form of some infernal creation like Frankenstein’s monster or, more recently, SkyNet). 

Isaac Asimov

Perhaps the biggest irony here (at least for me, personally) is that while I have great admiration for Ellison’s story, and I believe it is a much greater artistic work that anything ever penned by Asimov, Asimov’s vision is probably more accurate of what we can actually expect from the AI revolution. For all the hype about AIs destroying art and music and literature and taking away our jobs, I think AI will be a net positive for humanity. Perhaps a big net positive. It’s already making contributions in the fields of materials science, medicine, and even fusion energy. Yeah, it’s probably going to take away some people’s jobs, but those were probably crap jobs anyway. (If you train an AI to do it as well as a human, it’s probably not worth doing.) 

As for the whole AM/Skynet thing, I don’t worry about it because I don’t believe computers will ever become conscious. In fact, the very idea of a machine becoming conscious seems like a category error, the kind of conceit that will seem laughable a hundred years from now as those old drawings of “men of the future” with feathered wings strapped to their arms. 

Harlan Ellison

This doesn’t mean, of course, that we won’t, someday, create an artificial life form that might replace us. But it won’t be a computer. It will be…something else. 

But that’s a subject for another post.

Today I Learned a Word: “Eucatastrophe”

J.R.R. Tolkien

Ever since I stumbled upon it some years ago, In Deep Geek has been one of my favorite video podcasts. In each episode, the creator/narrator (known only as Robert) goes into extreme depth on some subject of profound interest to fans of The Lord of the Rings, The Witcher, and A Game of Thrones. I’ve never seen those two latter shows (yeah, I know; I live under a rock), but I am a big fan of LOTR, so I watch those episodes with great interest and enjoyment. I don’t know Robert’s background, but I would guess he has some training in English Literature. His explications—which are unfailingly graceful, insightful, and genuinely interesting—remind me of the “close readings” I used to do as an English Major. 

One especially perceptive episode is one that I saw recently on the subject of Tolkien’s Eagles. These are, of course, the race of giant, sentient eagles that play a small but crucial role in the lore. In fact, they literally save the heroes from catastrophe, flying in to assist in the Battle of the Five Armies at the conclusion of The Hobbit, and rescuing Frodo and Sam from incineration on the slopes of Mt. Doom in The Return of the King. As Robert explains, the eagles provide a eucatastrophe—a word I had never heard before, and one which (as Robert helpfully goes on to explain) was coined by Tolkien himself. 

You don’t need to be a linguist like Tolkien to get the gist of what the word eucatastrophe means. Basically, it’s the opposite of a catastrophe—a sudden, unexpected change of fortune that saves the hero(es) from near certain doom. I think the key adjective here is unexpected. Indeed, a true eucatastrophe must be not only unexpected but unforeseeable, coming (quite literally, in the case of the eagles) out of the blue. For example, the ending of Star Wars: A New Hope, when Luke Skywalker uses the Force to blow up the Death Star, is a great, thrilling ending, but it’s not a true eucatastrophe. After all, Luke did what he came there to do. Yes, the odds were incredibly stacked against him, but the ending is not unforeseeable. It’s just very, very unlikely (and, therefore, very exciting and dramatic). 

Upon being introduced to the term, one might wonder—as I did—what the difference is between a eucatastrophe and the classic Deus ex machina ending, as used in the theater of ancient Greece. Literally the “God-from-the-Machine,” it took the form of an actor playing Zeus or Poseidon or some other God, who was “levitated” over the stage using a wooden cherry-picker called a mechane. The “God” would then deliver some boon that rescues the protagonists and resolves the drama. Basically, a happy ending, courtesy of the divinity.

All good writers know that a Deus ex machina-style ending is usually pretty lame, simply because it has nothing to do with the drama that has preceded it. It doesn’t force the characters to get themselves out of trouble in a way that has meaning for the reader (or viewer). It’s the sudden “happy ending” that completely subverts the conflicts and themes that the reader has invested themselves in and is anxiously waiting to see how they will be resolved, not by some magical deity swooping in and snapping His fingers, but by the characters themselves.

Clearly, this is not the kind of ending Tolkien had in mind, nor does it describe the rather fabulous and exciting conclusions of both The Return of the King and The Hobbit. Rather, in both cases, the sudden appearance of the eagles seems somehow perfect. Unexpected, yet totally satisfying. And fitting.

But how? How does Tolkien do it?

I think it has something to do with the fact that, in Tolkien, the appearance of the eagles only comes near the end of some great struggle. In The LOTR, for instance, when the eagles rescue Sam and Frodo, the main goal of the story has already been achieved. That is, they have already destroyed the ring and defeated Sauron. More importantly, they have overcome—not just Sauron—but themselves. Their own fear, exhaustion, and despair, as they held the true course to victory.

Tolkien knows that if Sam and Frodo were to die afterward, their deaths would serve no purpose, either dramatically or thematically. So, the eagles’ showing up at the critical moment seems not only fitting but logical; the eagles have witnessed the Hobbits’ ordeal, and, like us, they seek a better ending for those poor little fellows who have saved the world.

In other words, unlike a Deus ex machina ending, a true eucatastrophe comes as a result of what has come before. It is a kind of miracle, but an earned miracle.

Also, as Robert points out so beautifully in his video, the eagles also function as a stand-in for God in Tolkien’s legendarium, Eru Ilúvatar. Ultimately, a eucatastrophe represents a kind of divine intervention. A deliverance from evil.

As Robert states:

This is sometimes dismissed rather sneeringly as Deus ex machina…. The writer intervening in the plot to save characters or move things along in a way that otherwise wouldn’t happen in that created world. The eagles, some have said, are a failing in Tolkien’s writing. A convenient, easy way to save characters from whatever scrape they find themselves in. But to think that would be to completely misunderstand Tolkien’s notion of eucatastrophe and what the eagles represent. The eagles’ appearances aren’t failures of imagination on Tolkien’s part. They are deliberate and intentional, and they are supposed to feel like God intervening. They are God in the works.

The important thing to note is that intervention comes after the fact. The battle, in a sense, must already be won, if only symbolically. In the Battle of the Five Armies, for instance, the true victory—the coming together of dwarves, elves, and men in common purpose—has already been achieved, even before the battle starts. The intervention of he eagles to finally win the day is, more or less, just icing on the metaphysical cake.

Come to think of it, there is a kind of eucatastrophe in Star Wars: A New Hope. It comes, not at the end of the battle for the Death Star, but just before it, when Luke is about to be blown to smithereens by Darth Vader. “I have you now,” Vader intones from inside his deluxe, specially fitted TIE Fighter as he prepares to pull the trigger. At that very last instant, though, Vader’s ship is hit by a laser blast and disabled. Luke is free to finish his mission.

But where did the blast come from? All of Luke’s friends are already dead.

The blast was fired, of course, by Hans Solo, who has come to the rescue in the Millenium Falcon. The moment feels momentous because we, the viewers, know that Solo should not be there. He has, in the previous scene, vehemently declared himself to be a selfish man—a cynic—concerned only with his own survival. He would never be a sucker for any crazy, doomed cause like the Galactic Rebellion.

Yet, there he is—a symbol of people’s ability to change, to discover their own basic, human decency and courage. And, just as the eagles are a stand-in for Eru Ilúvatar, Solo is a stand-in for God, The Force, or whatever you want to call it. He represents the potential for good in all people and living things.

What I’m Reading: “The Peripheral” (Repost)

Once again, I’ve been too slammed to finish a new blog entry, so I’m re-running an oldie-but-goodie (I hope). Enjoy…!!!!

A few months ago, I wrote a post about M. R. Carey’s excellent sci-fi novel, The Girl with All the Gifts. I recounted how incredibly impressed I was by the way Carey took an exhausted genre—the zombie apocalypse story—and found a way to make it fresh and vital.

ThePeripheral

As luck would have it, the next novel I chose to read was William Gibson’s latest book, The Peripheral. I tore through it over the course of a weekend, and at some point, it occurred to me how similar the book is—in spirit, if not content—to Carey’s. Gibson, after all, faced a similar challenge to Carey in that his preferred genre, the cyberpunk novel, was also played out, in large part due to his (Gibson’s) own amazing success. His iconic works like Mona Lisa Overdrive and Burning Chrome helped define the cyberpunk aesthetic, that weirdly prescient vision of a future divided between poor street people and the ultra-rich. It was Gibson who coined the term cyberspace, and, by the end of the 1990s, the cyberpunk vibe had permeated not only popular fiction but movies (Blade RunnerThe Matrix) and anime (Akira).

Now, in 2019, reality itself seems to have caught up with Gibson’s work. We live in a world where the vast bulk of humanity is virtually impoverished and uneducated. These teeming masses distract themselves with 3D games and social media (literal cyberspace) while a few fantastically rich individuals build spaceships and private islands for themselves. We live in a world where teenaged soldiers kill people via satellite-controlled drones on the other side of the planet, and where rogue Chinese scientists make designer babies.

How’s a poor science fiction writer supposed to keep up?

Continue reading “What I’m Reading: “The Peripheral” (Repost)”

RACNT: What Margaret and Ash Are Reading (Not Charles Dickens)

In the latest episode of our Read a Classic Novel…Together! channel, my great friend Margaret Luongo and I reveal the books we have been cheating with while we were SUPPOSED to be reading David Copperfield by Charles Dickens.

Books (briefly) discussed in this episode:

  • A Mercy by Toni Morrison
  • Titus Groan by Mervyn Peake
  • The Bloody Chamber by Angela Carter
  • The Maltese Falcon by Dashiell Hammett
  • The Rib Joint by Julia Koets

Check it out…!

What I’m Reading: “The Descendants” (Repost)

(Author’s Note: I’ve been a bit busy lately, so I’m reposting this essay about one of my favorite modern novels. Enjoy…!)

Even though I fancy myself a literary fiction writer (even when I’m writing detective or sci-fi novels), I don’t read that much literary fiction. I read a ton when I was young, especially in college, and lately I’ve found it difficult to find novels that don’t seem derivative or poorly imagined or just downright silly. And for those rare books I do find engaging, I often arrive at them in circuitous ways.

Take Kaui Hart Hemmings’ celebrated novel, The Descendants. Like a lot of books I read, it became known to me from a movie adaptation, although, strangely enough, I didn’t actually see the movie. I was on a flight to Europe some years ago, on an older model jet that still had drop-down movie screen, and the in-flight movie was The Descendants. I didn’t pay for the earphones, but even as a silent film it looked interesting, with George Clooney skulking about some lush tropical landscape that I somehow knew was Hawaii. I looked the movie up on Imdb.com and found that it was based on a novel, so I looked that up. It was a debut novel and looked the kind of book I might like: a literary story, told from a single point-of-view, with relatively few characters, a vivid setting, a compressed time-span, and an intriguing premise.

So, I checked it out on Overdrive. And, man, was I lucky I did.

Continue reading “What I’m Reading: “The Descendants” (Repost)”

What I’m Reading: “Saint Jack” (Repost)

Author’s Note: I’ve be rereading Saint Jack by Paul Theroux this spring. Again. Every time I read it, I feel like my own writing improves. Maybe it’s my imagination.

Anyway, I thought I’d repost this essay about it. Enjoy…!

Novice writers sometimes ask about the difference between “literary” fiction and “commercial” fiction, and so-called learned people often answer something like this: “Commercial fiction is about plot; literary fiction is about character.”

But what any real student of literary fiction knows is that all novels—all good novels, at least—have a plot. That is, they have a story with a beginning, a middle, and an end, and some element of that story compels the protagonist (and, thus, the reader) through each phase. A short story without a plot isn’t a short story; it’s a poem. And a novel without a plot is a very long poem, the only real difference being a lack of fixed line-breaks.

No, what people really mean when they talk about literary fiction being “plotless” is that the plot, while discernable, is usually internal in nature. This lies in direct opposition to popular novels. Plots of popular novels are often extrinsic, with threats and goals that are externalized and easy to understand. Plots of literary fiction are intrinsic, private to the hidden thoughts, fears, and desires of the main character. Or, put another way, literary fiction often makes use of a plot that revolves around a symbol—something crucial to the hero for reasons that even they might not understand.

Horror and suspense novels have the most obvious and extrinsic plots: Escape the Monster; Kill the Monster; Get the Girl (or Boy); Live to Tell About It. The degree to which the writer of such fiction can make the internal life of the hero relevant to this plot might define the quality of the work, its “literary merit,” but it is by no mean an essential aspect of the genre itself.

Great horror novelists like Stephen King can blur the line between genre and literary fiction almost to undetectability, as in King’s most famous and widely admired novel, The Shining. While ostensibly a ghost story, King elevates his novel by rendering the psychological make-up of his main character, Jack, in vivid and poignant detail. Early in the book, the reader learns that Jack is a failed writer and recovering alcoholic—conditions that combine to make him uniquely susceptible to the seductions of evil emanating from the villainous hotel. But only later do we learn that Jack is also an adult victim of child abuse, a “key” to his psychic make-up that makes the second half of the novel all the more tragic.

In this way, King confirms what Flannery O’Connor said about fiction: “A story always involves, in a dramatic way, the mystery of personality.” She also said that every novel is, in a sense, a whodunnit, if only the psychological sense. The whodunnit of The Shining is Jack’s abusive, alcoholic father.

Of course, the best literary fiction writers can blur the line, too, from the opposite direction. I’ve written before of my love of Robert Stone’s Dog Soldiers, which won the National Book Award in 1973. The story of two world-weary young men who conspire to smuggle a kilo of pure heroin from Viet Nam back to the States, the novel could easily be mistaken for a crime thriller. It’s only the way Stone is able to make the heroin a symbol for both of the men, especially the tragic main character, Ray Hicks, that allows him to wind a deeply affecting literary novel around the spine of that frantic and violent tale.

I’ve been thinking about all this plot business recently, even since I read a very fine novel called Saint Jack by Paul Theroux. Most people classify Theroux as a travel writer—his book The Great Railway Bizarre is often cited as a masterpiece of travel literature—but I know him primarily as a fiction writer, one of the best of the past fifty years. I had admired his books Kowloon Tong and Hotel Honolulu, but for some reason I never read Saint Jack, one of his earlier novels, despite my having been intrigued by it since I was in high school, when I saw Peter Bogdanovich’s wry and mysterious movie adaption starring Ben Gazarra. Part of my failure to actually read the book probably had to do with its relative obscurity; I could never find a copy even in my favorite used book stores. But one of the great boons of the digital era is that the back-catalogues of countless writers are now available, and Saint Jack somehow popped up in my Kindle recommendations for a whopping two bucks! Woo-hoo!

And, man, was that two bucks well spent! Saint Jack presents the reader with one of the most colorful and endearing low-life characters in the history of literature. American ex-pat Jack Flowers is a part-time shipping supplier and full-time pimp working the streets of Singapore. Middle-aged and mildly alcoholic, Jack’s seedy character is redeemed, somewhat, by the kindness with which he treats his affable young prostitutes (his “girls”) and also the hypocritical men (the “fellers”) who seek their services. At least, Jack hopes he is redeemed, fancying himself as a man of importance, a protector to the feckless, lustful, and greedy souls haunting the streets of the city. Cooling his heels in a hotel lobby as he waits for a girl to finish her session with a “feller,” Jack often indulges in…

[t]hat momentary daydream which flits into every reflective man’s mind and makes him say his name with a tide, Sir or President or His Highness—everyone does it sometimes: the clerk wants a kingship, it’s only natural—this dubbing was a feature of my every waking moment. I wasn’t kidding; even the most rational soul has at least one moment of pleasurable reflection when he hears a small voice addressing him as Your Radiance. I had a litany which began Sir Jack, President Flowers, King John, and so forth. And why stop at king? Saint Jack! It was my yearning, though success is nasty and spoils you, the successful say, and only failures listen, who know nastiness without the winch of money. If the rich were correct, I reasoned, what choice had they made? Really, was disappointment virtue and comfort vice and poverty like the medicine that was good because it stung? The President of the United States, in a sense the king of the world, said he had the loneliest job on earth; where did that leave a feller like me?

Unhappy and adrift, Jack’s only ambition is to somehow strike it rich, though he has no plan for doing so. He once dreamed of opening the classiest whore-house in Singapore, a goal that, we learn, was briefly realized in previous years (with tragic consequences). At the point of the novel’s opening, he seems to have stagnated, both financially and spiritually. Then, a stranger enters his life. Leigh, a British accountant hired by Jack’s boss, is of roughly the same age and disposition as Jack, but his life has taken an opposite path. Completely conventional and straightlaced, Leigh nonetheless takes a liking to Jack, even as he finds himself slightly horrified by the details of the man’s street-wise existence. Jack, for his part, sees Leigh as a kindred spirit, a decent “feller,” albeit one who would never hire one of his “girls”. More importantly, Jack is disturbed by Leigh’s disapproval of him, although he struggles to understand why.

Of course, the reader knows why: Leigh is a symbol. He’s a mirror in which Jack sees himself—or, rather, some better version of himself that might have been. In Leigh, all of Jack’s moral failings are revealed. 

In this way, his appearance serves as the instigating action of the novel, the beginnings of the plot in which Jack will be forced to explore his own life history. A more generic kind of novel might have proceeded with a burgeoning friendship between the two men, Jack and Leigh, in which the former would find enrichment and even escape from his louche existence. But in Theroux’s capable hands, the story takes an unexpected turn when, barely one-third into the novel, Leigh dies suddenly from a heart attack while drinking in Jack’s favorite “club,” surrounded by boozy British ex-Pats (whom Jack loathes even as he craves their approval).

I previously alluded to O’Connor’s theory that every good novel is a kind of whodunnit, and Saint Jack is a wonderful case in point. It falls to Jack to call Leigh’s wife and tell her of the man’s passing, and also to arrange the funeral, which Theroux renders as predictably absurd and yet surprisingly moving. At this point, the story becomes a huge, Mobius-loop of a flashback in which we learn much about Jack’s past, including the reason he finds himself in Singapore (he’s a fugitive fleeing drug charges in the States) as well as his brief and glorious stint as a whore-house proprietor. Jack pours all his artistic and self-aggrandizing impulses into this joint, an opulent mini-resort which he grandly bestows with the name Dunroamin—a moniker which vaguely evokes an English estate as well as being a homophone for Jack’s yearning for permanence, a true home. (He’s “done roamin’”; get it?). He also pours in all his money, and for a time Dunroamin is successful. But its very success contains the seeds of Dunroamin’s destruction, as it soon attracts the ire of the local Triads, whose henchmen kidnap Jack and tattoo his arms with Chinese curses. Upon his release, Jack finds Dunroamin burned to the ground, his hopes for a better future having gone up with it.

As it turns out, Jack’s days as a house-pimp are not entirely over. He gets a visit from an old acquaintance named Schuck, a CIA spook who once ran a government-subsidized “hotel” with Jack providing R&R to battle-crazed Vietnam soldiers. If the operation of this hotel represented an even deeper moral failing for Jack than his previous ones, Schuck soon tempts Jack all the way into the abyss, hiring him to film a troublesome American general trysting with a prostitute. Whether or not Jack will go through with the plan is the climax of the novel (and one which I will not reveal here).

Saint Jack is a classic novel by one of our most underrated literary writers. Check it out…

What I’m Reading: “The Elementals”

Last year, I wrote a post about a fine non-fiction book called Paperbacks from Hell: The Twisted History of ‘70s and ‘80s Horror Fiction. I enjoyed the book primarily for the way the author, Grady Hendrix, mixes his obvious love of old, pulpy horror novels with an enormous amount of mockery and snark. Basically, he makes fun of the trends that ran through horror fiction back in the day, as well their emphasis on over-the-top gore and hilariously silly plots. 

As I read the book, though, I noticed Hendrix mention one writer whom he does not mock: Michael McDowell. Rather, Hendrix uncharacteristically bestows a bit of praise on this particular novelist, which made me curious as to why I had never heard of the dude. 

As it turns out, most people haven’t heard of McDowell, even though he was a very respected paperback fiction writer (Stephen King called him one of the best) as well as a successful screenwriter (he wrote the screenplays for Beetlejuice and The Nightmare before Christmas, as well as a lot of TV shows). I, especially, should have heard of McDowell considering he was, like me, a Southern writer—from the Gulf Coast of Alabama, not far from where I spent my summers in Pass Christian, Mississippi. He was also a writer who tried to blend a literary sensibility with an appreciation of genre narrative, which is an achievement which I admire.

McDowell died in 1999, a latter casualty of the AIDS epidemic in America, just a few years before reliable HIV treatments came into common use. In the years since, his reputation seems to have grown, steadily if slowly, to the point where he is now considered a forgotten master. I was surprised to find an e-book edition of his most famous novel, The Elementals, on my local library’s Overdrive site, and I immediately checked it out and tore into it.

It’s definitely worth the read. Set in Alabama, it tells the story of a two wealthy, intermarried families: the Savages, with matriarch Marian and her adult son, Dauphin; and the McCrays, with matriarch Big Barbara and her adult children, Luker (who has a thirteen-year-old daughter, India) and Leigh (who is married to Dauphin Savage). At the start of the book, Marian has just died and the rest of the blended family is attending her funeral:

In the middle of a desolate Wednesday afternoon in the last sweltering days of May, a handful of mourners were gathered in the church dedicated to St. Jude Thaddeus in Mobile, Alabama. The air conditioning in the small sanctuary sometimes covered the noise of traffic at the intersection outside, but occasionally it did not, and the strident honking of an automobile horn would sound above the organ music like a mutilated stop. The space was dim, damply cool, and stank of refrigerated flowers. Two dozen enormous and very expensive arrangements had been set in converging lines behind the altar. A massive blanket of silver roses lay draped across the light-blue casket, and there were petals scattered over the white satin interior. In the coffin was the body of a woman no more than fifty-five. Her features were squarish and set; the lines that ran from the corners of her mouth to her jaw were deep-plowed. Marian Savage had not been overtaken happily.

Even for a funeral, it’s a very dreary and ominous affair. Yet it gets worse when, at one pre-arranged moment, Dauphin rises and stabs a ritual knife into his dead mother’s chest. Yeah, it’s that kind of book. The fact that McDowell can pull it off and still maintain a high-level of physical and emotional realism—not to mention vivid, sharp writing, as in the passage above—is a testament to his mastery. 

The book gets even weirder after the funeral, when the family retreats to their ancestral vacation spot, a tiny barrier island called Beldame, taking with them their Black maid, the long-suffering (and very smart) Odessa. We soon learn that there are three houses on Beldame, yet the family occupies only two of them, leaving the third abandoned. (You can probably guess the reason why, but it has something to do with the house’s intermittent habit of…well…eating people.) 

Michael McDowell

As the sand-dunes slowly encroach and bury it, the empty house attracts the curiosity of the young and intrepid India McCray, who ventures inside and sees something impossible yet real. And terrifying. 

Of course, The Elementals isn’t just a generic ghost story, nor a generic Southern Gothic novel. The characters are vividly drawn, sympathetic, and believable. Their conversation is fraught with age-old tensions and resentments, yet it’s often very funny in a Curb Your Enthusiasm kind of way. And the characters of India and Odessa are especially well-realized. Linked by their intelligence and, as McDowell implies, some kind of psychic power reminiscent of The Shining, each comes off as a kind of hero in their battle against the evil hiding (rather obviously) in House #3.

The Elementals is a literary horror novel, meaning that it bridges the gap between genre story-telling and development of realistic characters. The book really comes to life (forgive the pun) in the chapters about India as well as of the adult male characters, Luker and Dauphin, both of whom struggle—in true Southern fashion—with the dark legacy of the past and especially surround their own family. Self-indulgent, smothering matriarchs like the recently deceased Marian are, in particular, a source of psychological revulsion. Indeed, they are central to the main theme of the novel, which I will not spoil here.

There is also a good amount of subtle criticism about the racial divide that existed at the time (and now) in the deep south. Odessa, the Black maid, is the only character who does any real work in the book, busy doing the cooking and cleaning for the affluent Whites, just as she has done (we are told) for thirty years. And, of course, Odessa is not only smarter than most of the family members (except, perhaps, for India) she is the only one who knows what the hell is going on in House #3, using her power of second-sight as well as (it is implied) a familial knowledge of voodoo. 

Yes, as many reviewers on Reddit have observed, Odessa is an instance of the Magical Negro Trope, of the sort that genre writers, both Southern and not, have abused for a century. This trope is, of course, a literary stereotype, and like any stereotype it can be harmful if taken too far and left unexamined. But if Odessa is a Magical Negro, she is a very world-weary and snarky example, with both courage and brains. I simply loved her character. Sue me. 

In fact, I loved the whole book, which feels a bit like a mash-up of Tennessee Williams and Stephen King. Check it out. It deserves some attention. Better late than never.

What I’m Reading: “Mona Lisa Overdrive”

The great sci-fi writer Clifford D. Simak was known for writing novels and short stories with off-beat main characters. Often, his protagonists were cynical, working-class stiffs (often with a drinking problem) who stuck to their own, private, moral code, often at great cost to themselves. One of Simak’s editors once groused that all of his stories were about “losers.”

“I like losers,” Simak replied.

I just read this quote the other day, and I immediately thought of William Gibson’s books—specifically, Mona Lisa Overdrive. I first read MLO back in the early 1990s, just a few years after its publication, and I thought it was great. I never really thought of reading it again, but for some reason—perhaps because I’ve been a bit down, of late—I recently checked-out the book and re-read it. And I’m really glad I did. One of the foundational works of the cyberpunk sub-genre (along with Gibson’s Burning Chrome, Neuromancer, Count Zero, and other books), it still holds up, both as a work of speculative fiction as well as just a damned good, vividly imagined, human story. 

A lot of people heap praise on Gibson’s novel—and on the Cyberpunk genre in general—because of their ideas, the thematic questions they ask about how humanity can relate in an age of overwhelming, dehumanizing technology. And what are the brutalizing effects of the ever-increasing disparity between the high-tech haves and the lower-tech have nots? Et cetera et cetera

Myself, I like Gibson’s characters. Often, they are losers, of the sort Simak wrote about. Little people eking-out an existence on the fringes of society. MLO is no exception. The last of Gibson’s Sprawl trilogy, after Neuromancer and Count Zero, it’s set on a near-ish future Earth where mega-corporations, trillionaires, and criminal cartels have replaced all governments, and most of humanity muddles along in a rat-race of late-stage capitalism. The plot is a complicated skein of four interlocking narratives, each centered on a different character: Mona, a teenaged prostitute; Kumiko, the tween-aged daughter of a Yakuza boss; Angie, a beautiful young star of virtual reality films (“simstims”); and Slick Henry, an artist who sculpts robots and suffers from government-inflicted memory loss. I find it interesting that, of these four characters, two are children (Mona is sixteen), one is addicted to drugs, and one is brain-damaged. Additionally, two of them (Mona and Slick Henry) are poor, while the other two “rich” characters (Angie and Kumiko) are virtual prisoners of their wealth and position, separated from any real friendships or human connection. 

Most notably, none of them have real families. Mona is an orphan; Kumiko’s mother died under mysterious circumstances, and her father is an aloof cypher.

In short, all of Gibson’s view-point characters are underdogs, one way or another. The closest he has ever come to a real, kick-ass hero is in one of his best supporting characters, Molly Millions, the cybernetically enhanced mercenary who figures so prominently throughout the Sprawl trilogy (not to mention Gibson’s landmark short-story “Johnny Mneumonic”, which first appeared in Omni Magazine in 1981; yeah, I read it fresh off the newsstand). And even Molly is more of an anti-hero, selling her services to the highest bidder, yet always displaying a basic, inner decency and compassion.

It is Molly, in fact, who becomes the physical catalyst that eventually brings the four narrative threads of the plot together in the MLO’s final chapters. I don’t want to spoil it completely, but the story involves a plot to kidnap Angie (the simstim star, whom Mona strongly resembles; hint, hint) and prevent her from reuniting with her boyfriend, Bobby Newmark, whose body lies comatose in Slick Henry’s art studio while his mind is busy in cyberspace. Kumiko, too, finds herself caught up in this plot, if only tangentially.

Having just re-read the book for the first time in thirty-odd years, I find myself liking it even more now than I did back then. I am awestruck by how deft Gibson’s prose is (he is surely one of America’s most underrated writers), as well as how quickly the story sucks the reader in. Almost every pop-novel out there these days is written from multiple, shifting points-of-view, but very, very few manage to draw their individual characters so vividly, or keep the reader as invested in the plight of each. 

And, yeah, Gibson’s ideas are really, really cool. My favorite revelation in the book is when Slick Henry’s friend, Gentry, figures out that the L.F., the device attached to Bobby’s skull, is really an aleph, referencing the 1945 short story by Jorge Luis Borges. (If you read enough cyberpunk novels—or urban fantasy novels, for that matter—you’re going to run into Borges eventually.)

To sum up, Mona Lisa Overdrive is one of my favorite novels, sci-fi or otherwise. Check it out…

Why Do We Read “Heavy” Novels?

Recently I was chatting with a friend of mine, and at some point in the course of the conversation I told her about one of my favorite thriller novels of the last twenty years. It was Winter’s Bone by Daniel Woodrell, who sadly passed away in November. I described the plot to my friend, explaining how it’s about a 16-year-old girl, Ree Dolly, who lives in the Ozark mountains, raising her two little brothers. When her meth-dealing father goes missing, Ree faces the prospect of the bank foreclosing on the family mortgage, which would leave them all homeless (in addition to crushingly poor). To prevent this, Ree goes alone on a quest to find her father—or, at least, to find his body (she suspects he’s dead) so that she can get the money from his life insurance policy. This quest leads her into the mountain-shack domain of the local drug lord.

As I told all this to my friend, her expression became doubtful. 

“Sounds dark,” she said.

I was taken aback, momentarily, and not just because my enthusiasm for Woodrell’s book failed to penetrate her skepticism. I was taken aback because I did not, in fact, have a good reply to her complaint. Yes, Winter’s Bone is a dark novel. Very dark. About as dark as you can get in a realistic, literary work. However, my enjoyment of the book is not dark. In fact, I remember the light-hearted, almost giddy thrill I felt while reading it—feverishly, tearing through it in a couple of days. It was the sensation that Vladimir Nabokov called a “kindling of the spine,” which one gets when reading a truly fine book.

What I found myself unable to communicate to my friend is the simple fact that I loved Winter’s Bone, even though its subject matter sounds like the stuff of an awful, depressing PBS documentary. How is this possible? Why do people like me sometimes read, and love, “dark” novels. More to the point, why do we read “heavy” novels in general—novels about tough subjects, adult circumstances, and big, real-life, consequential choices? 

Why don’t we only read fun, predictable, pop-novels of the sort that dominate the best seller lists (not to mention the top 100 slots on GoodReads)?

I often think of something the late, great film critic Roger Ebert once said: “Happy movies don’t make you happy, and sad movies don’t make you sad. Good movies make you happy, and bad movies make you sad.” 

Daniel Woodrell – MPR News

Such a simple statement, and yet so profound! It applies equally well to novels. Good novels make you happy, and bad novels make you sad (or, at least, bored). Ultimately, though, Ebert’s aphorism is insufficient to answer my friend’s reaction. What does “good” mean in a movie, or a novel? For that matter, what does “happy” mean? Neither word seems easily definable, in this circumstance. 

Happiness, in the grand sense, is not the sensation one gets from a book like Winter’s Bone. As thrilling and, yes, entertaining as it is, it does not induce true happiness. Rather, what it grants the reader is a sense of being transported—of movement, into the mind and world of the main character. That is, for each one- or two-hours session of reading the book, one becomes Ree Dolly. Take this opening paragraph:

Ree Dolly stood at break of day on her cold front steps and smelled coming flurries and saw meat. Meat hung from trees across the creek. The carcasses hung pale of flesh with a fatty gleam from low limbs of saplings in the side yards. Three halt haggard houses formed a kneeling rank on the far creekside and each had two or more skinned torsos dangling by rope from sagged limbs, venison left to the weather for two nights and three days so the early blossoming of decay might round the flavor, sweeten that meat to the bone.

What most people misunderstand about books like Winter’s Bone is that they are not merely well written. Yes, good writing is a necessary—but not sufficient—quality of a successful literary novel. What is also required, though, is this shift in psychic awareness. In the paragraph above, we feel Ree’s sense of life—her desperation, her determination to survive in the most severe physical circumstances. We, as readers, are right there with her, standing on the snow, freezing our butts off, wondering how we’re going to survive the winter.

In a later passage, we also get a sense of Ree’s love and compassion for her two little brothers: 

Sonny and Harold were eighteen months apart in age. They nearly always went about shoulder to shoulder, running side by side and turning this way or veering that way at the same sudden instant, without a word, moving about in a spooky, instinctive tandem, like scampering quotation marks. Sonny, the older boy, was ten, seed from a brute, strong, hostile, and direct. His hair was the color of a fallen oak leaf, his fists made hard young knots, and he’d become a scrapper at school. Harold trailed Sonny and tried to do as he did, but lacked the same sort of punishing spirit and muscle and often came home in need of fixing, bruised or sprained or humiliated.

The great novelist Martin Amis once related Vladimir Nabokov’s belief that the reader should not identify with the character in a novel; rather, they should identify with the author. But I’ve never believed it. Yes, a good book does impart the wisdom of the author (this especially true in a masterpiece like George Eliot’s Middlemarch), as well as the benefit of their wit and depth of feeling. But that’s not the main reason people read novels. Rather, it is identification with the protagonist. And it’s not just that we identify with the main character; we must sympathize with them. We must participate in their struggle.

Even a rat-bastard character like Nabokov’s own Humbert Humbert—the most famous pedophile in literary history—could not keep our attention as readers if we did not, on some level, see ourselves in him. We must like him, if only a little. Feel sorry for him, even. Yes, he commits dreadful acts, but he does so, we sense, in a mistaken pursuit of happiness (that, what he believes is happiness, as he equates it to his sexual possession for Delores Haze). He is, in other words, a very wicked man but not a truly evil one. 

Ree Dolly, of course, is neither wicked nor evil. She is, in fact, a completely valiant and admirable character. But that’s not the point. The relative morality or immorality of the main character is almost irrelevant. The only real requirement of a successful novel is that, through the art and skill and sympathy of the author, we are able to pierce the membrane of our own egos and enter that of the character. And, in doing so, we inevitably reflect upon our own, personal, real-life struggles. To paraphrase something I once heard Harry Crews say, it is a psychological truism that, in thinking about and judging a character in a novel, we inevitably come to think about and judge ourselves.

Right about now, you might be thinking of the Ancient Greek concept of carthasis, which refers to that paradoxical feeling of renewal one gets after watching a great, tragic play like Oedipus Rex or Othello. It is the sense of having participated in the plight of the tragic hero and come out the other side, as if reborn. And this idea certainly applies to literary novels. But what I am talking about is even deeper, more elemental, than catharsis. Rather, it has something to do with what Joseph Campbell described as “the rapture of being alive.” The rapture can, and in some ways must, transcend what we normally think of as decency or even morality. It goes deeper. It gets as who—and what—we really are, as beings that exist on both a physical and a spiritual plane.

So, I guess the title of this essay is a trick question. I don’t know why we read heavy, challenging novels. I don’t know why we enjoy them, and even need them. And I doubt anyone else really knows, either.

I just know that we do.